NISM-Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Exam Preparation Guide with 3000+ Question Bank your definitive guide to conquering the NISM Series III A Exam. Crafted with precision and expertise, this exam preparation guide offers an unparalleled resource for individuals aspiring to navigate the complexities of role of Compliance Professionals. Within the pages of this book, readers will find comprehensive 3000 question bank, as

A. Special Questions on Ref Cases (250+ Questions)
B. Chapter Wise Practice Test (2000+ Question Bank)
C. 6 Mock Tests (Learning Outcome & Test Objective Wise) 600+ Question Bank

Each question comes with a hint for learners to recall the concept, which will help them master each topic, Learning Outcome, & Test Objective. At end of each test the correct answers along with explanations are given. Compliance is all about laws in black and white, hence the mock test is also designed keeping in mind the significance of memorization. To help learners each question start with the Chapter number, so that instantly learner can recognize the respective law and retain the concept with life time memory.

Various Types of Tests in this book:

Special Questions on Ref Cases: In this section around 250+ very simple questions are given to build the foundation on interpretation of law. These questions are based on 17 different cases given as an example on workbook related to the respective law. Once you complete these simple questions your fundamental as well as conceptual understanding about a particular law will be higher along with its interpretation and application during final exam

Chapter Wise Practice Test (2000+ Questions): Specially designed chapter wise test along with hints for learners. This test will help in Confidence Building & Familiarization of each concepts chapter wise.

Mock Tests (600+ Questions): There are six Mock Tests (100 Questions Each) To help individuals gauge their current level of knowledge and further enhancement of confidence for real NISM exam. Mock Tests in this book are specially designed Learning Outcome wise & Test Objective wise as outlined by NISM for each chapter.

This guide aims to equip learners with a comprehensive understanding of function of share transfer agents and the relevant expertise needed for success in NISM-Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Exam

NOTE- This publication, dated March 2024, represents the concepts covered under the NISM Workbook Version: January 2023 edition available on NISM website. All questions, explanations used in this guide are taking reference from the Workbook Version: January 2023.

Special Note for Learners:
In our commitment to making valuable educational resources accessible to all learners, we have made a thoughtful decision to utilize a smaller font size in this book. This choice was made with the intention of reducing printing costs, thereby contributing to the overall affordability of the book for our readers. We understand the importance of providing high-quality content without compromising accessibility, and this adjustment allows us to strike a balance between both considerations. We appreciate your understanding and hope that this measure enhances the accessibility of our material for a wider audience, fostering a more inclusive learning experience for all